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Mayumi Tsuneki Britt

Morgan Stanley

Atlanta, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
GA RA APPROVED 2018-06-05
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • GA RA
    APPROVED
    Since 2018-06-05

Branch Locations

5565 Glenridge Connector Suite 1900, Atlanta, GA 30342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Alphaietta GA 09/2008 05/2018
Morgan Stanley Atlanta GA 05/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-21
S63 Uniform Securities Agent State Law Examination 2016-05-31
  • S65 Uniform Investment Adviser Law Examination
    2016-12-21
  • S63 Uniform Securities Agent State Law Examination
    2016-05-31
Other Names
  • Mayumi Tsuneki
  • Mayumi Tsuneki Mead
  • Mayumi T Britt

View on SEC IAPD

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RBC CAPITAL MARKETS, LLC · Atlanta, GA
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AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
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