Michael Patrick Braddy

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → 10/2016
  Berthel Fisher & Company Financial Services, Inc.
  Minneapolis, MN
• 10/2016 → Present
  Cetera Wealth Services, Llc
  Minneapolis, MN
• 12/2004 → Present
  Braddy Financial, Llc
  Minneaplios, MN
• 03/2008 → Present
  Sip Properties, Llc
  Minneapolis, MN
• 01/2015 → Present
  Sip Wealth Management
  Minneapolis, MN
• 08/2006 → Present
  Sip Enterprises
  Minnesota, MN
• 01/2015 → Present
  Sip, Inc
  Minnesota, MN
• 01/2015 → Present
  Strategic Investment Partners
  Minneapolis, MN
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-11-19 → 2016-10-13
  Berthel, Fisher & Company Financial Services, Inc.
  Minneapolis, MN
  Cedar Rapids, IA
  Minneapolis, MN
• 2008-04-15 → 2008-12-12
  Prospera Financial Services, Inc.
  Minneapolis, MN
  Minneapolis, MN
  Dallas, TX
  Minneapolis, MN
• 2001-06-26 → 2008-04-01
  Networth Asset Management, Inc
  Marco Island, FL

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2016 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: BRADDY FINANCIAL, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES POSITION/TITLE/RELATIONSHIP: OWNER START DATE: 12/2004 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES FOR TAX PURPOSES 3. NAME OF OTHER BUSINESS: SIP PROPERTIES, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LLC FOR OFFICE BUILDING POSITION/TITLE/RELATIONSHIP: OWNER START DATE: 3/2008 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: OWNER DUTIES 4. NAME OF OTHER BUSINESS: SIP WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: GENERAL INSURANCE AGENCY START DATE: 01/2015 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 3 BRIEF DESCRIPTION OF DUTIES: MANAGER / AGENT 5. NAME OF OTHER BUSINESS: SIP ENTERPRISES INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PARTNERSHIP START DATE: 2006 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: OWNERSHIP DUTIES 6. NAME OF OTHER BUSINESS: MONEY MATTERS WITH AL AND MIKE INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: RADIO SHOW START DATE: 03/2010 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: CO-HOST FOR WEEKLY FINANCIAL RADIO SHOW 7. NAME OF OTHER BUSINESS: STRATEGIC INVESTMENT PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SECURITIES BUSINESS START DATE: 1/2015 APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF TRADING HOURS PER WEEK: 20 POSITION/TITLE/RELATIONSHIP: MANAGER & AGENT BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-11-27
• S63 Uniform Securities Agent State Law Examination
  1998-10-31