Jonathan Arthur Tubbs

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → 11/2024
  Pruco Securities, Llc.
  Lakeland, FL
• 03/2009 → Present
  Prudential Insurance Company Of America
  Lakeland, FL
• 11/2024 → Present
  Lpl Enterprise, Llc
  Lakeland, FL

Previous Registrations

• 2016-09-15 → 2024-11-12
  Pruco Securities, Llc.
  Orlando, FL
  Lakeland, FL
  Tampa, FL
  Lakeland, FL
  Tampa, FL

Other Businesses

1) 09/25/2024- Iron Chariot Properties LLC- this deals with a rental property- Real Estate Rental- INV Related- Lakeland, FL- Start Date 08/30/2018- 0hrs/mth- 0hrs during trading 2) 09/23/2024- Congdon and Company- phones, emails, and other administrative duties- Outside/W-2 Employment- INV Related- Lakeland, FL- Start Date 09/23/2024- 10hrs/mth- 5hrs during trading 3) 06/16/2026-VeraFi LLC-Administrative-Outside/W-2 Employment-Inv related-At Sarasota, FL-Start date 09/23/2024-10hrs/mth-5hrs/mth during trading 4) 06/16/2026-SideYard Scales-Founder-Radio/ TV/ Podcast-Not inv related-At Sarasota, FL-Start date 06/12/2026-2hrs/mth-0hrs/mth during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-04-04
• S65 Uniform Investment Adviser Law Examination
  2016-06-30