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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-03-18
  • TX RA
    APPROVED
    Since 2013-03-18

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Westlake TX 02/2013 Present
Charles Schwab Bank, Ssb Westlake TX 02/2013 Present
Previous Registrations
  • 2012-07-20 → 2013-03-07
    Post Oak Capital Advisors
    Houston, TX
  • 2009-05-27 → 2012-08-06
    Brokersxpress Llc
    El Paso, TX
    Houston, TX
    Chicago, IL
    Houston, TX
  • 2007-12-18 → 2009-07-07
    Usf Advisors, Llc
    Houston, TX
Other Businesses

1) Self - rental of property|Investment Related:No|Real Estate (Non-Agent/Broker)|Home Owner|2022-11-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:1|Home owner of rental property. 2) Fit & Faith Living|Investment Related:No|3535 Marvin D Love Fwy;Dallas;TX;75224;USA|Nonprofit Charitable Organizations|Advisory Board Member|2024-03-15|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Given my expertise and background, provide guidance to help FFL problem solve and explore options for fundraising and strategic direction.. 3) American Diabetes Association|Investment Related:No|Nonprofit Charitable Organizations|Community Leadership Board Member |2025-03-18|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Reporting to the North Texas ADA Market Executive Director (ED) and Chair of the Community Leadership Board (CLB), members are volunteers whose primary purpose is to work closely with the market ED and Board Executive Committee to assist the market in achieving its revenue and mission-oriented goals. CLB members understand and support the ADA mission, and are familiar with local market revenue generation, community initiatives, campaigns, and advocacy programs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-17
  • S66 Uniform Combined State Law Examination
    2007-12-17
Other Names
  • Lauray Denise Pindell

View on SEC IAPD

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