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Elizabeth A Farmer

Pfs Investments Inc.

Woolwich, ME

Bath, ME

CRD 5601373

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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2013-11-13
  • ME RA
    APPROVED
    Since 2013-11-13

Branch Locations

Woolwich, ME • United States

432 Centre St, Bath, ME 04530 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Bath ME 05/2008 Present
Pfs Investments Inc. Bath ME 12/2008 Present
  • 05/2008 → Present
    Primerica Financial Services
    Bath, ME
  • 12/2008 → Present
    Bath, ME
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Libby Farmer Tax Solutions, Non-Investment Related, 300 George Wright Rd., Woolwich, ME, 04579, Tax Preparation Services, Owner, 06/2016 to Present, 20 hours per month (5 hours per month during securities trading hours), Self-Employment for Tax Preparation Purposes. Gardiner Pond Rentals, Not investment related, Woolwich, ME 04579, Nature of Business: Rental properties, Position/Title: Owner, 05/2026 to Present, 4 hours committed per month (1 hours during securities trading hours). Martin Farmer Construction, LLC, Owner, 05/2026 to Present, Construction and Renovations, Woodwich, ME 04579, Non-Investment Related, 15 Hours Per Month (0 Hours During Securities Trading Hours)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-09-19
S63 Uniform Securities Agent State Law Examination 2009-02-12
  • S65 Uniform Investment Adviser Law Examination
    2013-09-19
  • S63 Uniform Securities Agent State Law Examination
    2009-02-12
Other Names
  • Elizabeth A Alexander-Farmer

View on SEC IAPD

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