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Pfs Investments Inc. CRD 10111
$15.5B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Primerica Parkway, Duluth, GA 30099-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2013-11-13 |
Branch Locations
432 Centre St, Bath, ME 04530 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Primerica Financial Services | Bath | ME | 05/2008 | Present |
| Pfs Investments Inc. | Bath | ME | 12/2008 | Present |
Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Libby Farmer Tax Solutions, Non-Investment Related, 300 George Wright Rd., Woolwich, ME, 04579, Tax Preparation Services, Owner, 06/2016 to Present, 20 hours per month (5 hours per month during securities trading hours), Self-Employment for Tax Preparation Purposes. Gardiner Pond Rentals, Not investment related, Woolwich, ME 04579, Nature of Business: Rental properties, Position/Title: Owner, 05/2026 to Present, 4 hours committed per month (1 hours during securities trading hours). Martin Farmer Construction, LLC, Owner, 05/2026 to Present, Construction and Renovations, Woodwich, ME 04579, Non-Investment Related, 15 Hours Per Month (0 Hours During Securities Trading Hours)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2009-02-12 |
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