Lewis Jackson Grace

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 02/2018
  Lpl Financial Llc
  Conyers, GA
• 10/2013 → 02/2018
  Independent Financial Partners
  Conyers, GA
• 02/2018 → 10/2018
  Marathon A Subsidiary Of Stadion Money Management
  Watkinsville, GA
• 02/2018 → 10/2018
  Alps Distributors, Inc
  Denver, CO
• 10/2018 → 07/2025
  Nationwide Investment Services Corp
  Columbus, OH
• 07/2025 → Present
  Principal Life Insurance Company
  Atlanta, GA
• 07/2025 → Present
  Principal Securities, Inc.
  Atlanta, GA

Previous Registrations

• 2018-11-15 → 2025-08-15
  Nationwide Investment Advisors, Llc
  Columbus, OH
• 2018-09-19 → 2018-10-30
  Stadion Money Management, Llc
  Watkinsville, GA
• 2012-10-02 → 2018-03-16
  Independent Financial Partners
  Conyers, GA
• 2009-01-07 → 2012-09-28
  Edward Jones
  Conyers, GA
  Winder, GA
  St Louis, MO
  Conyers, GA

Exams

• S66 Uniform Combined State Law Examination
  2008-12-05

Other Names

• Lewis Jackson Grace
• Lewis Grace