Daniel James Boeckman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 03/2020
  Ameriprise Financial Services, Inc.
  Oklahoma City, OK
• 03/2020 → 06/2024
  Ameriprise Financial Services, Llc
  Oklahoma City, OK
• 06/2024 → Present
  Lpl Financial Llc
  Oklahoma City, OK

Previous Registrations

• 2014-05-06 → 2024-07-01
  Ameriprise Financial Services, Llc
  Oklahoma City, OK
  Edmond, OK
• 2008-12-17 → 2009-04-08
  Edward Jones
  Norman, OK
  Norman, OK
  St Louis, MO

Other Businesses

1) 05/2024 - Gottschalk Thompson LLC - Business Entity For Tax/Investment Purposes Only - Non-inv. Related - Oklahoma City, OK - Co-owner - Start Date 06/20/2018 - 0hrs/month - 0% time spent 2) 05/2024 - Rose Rock Financial - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 0hrs/month - 0% time spent 3) 05/2024 - DBKMN Management LLC - Business Entity For Tax/Investment Purposes Only - Non-inv. Related - Edmond, OK - Owner - Start Date 01/01/2019 - 0hrs/month - 0% time spent 4) 10/30/2025- MD Management LLC- Real Estate Rental- INV Related- At Moore, Ok- Start Date 08/01/2024- 2 Hours Per Month

Exams

• S66 Uniform Combined State Law Examination
  2014-05-05

Other Names

• Daniel James Boeckman
• Daniel Boeckman