Nathan Jay Serven

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-03-25

TX RA
APPROVED

Since 2017-03-25

Branch Locations

807 Las Cimas Pkwy Bldg 2, Suite 275, Austin, TX 78746 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc.	Austin	TX	01/2015	03/2017
Mml Investors Services, Llc	Austin	TX	03/2017	Present
Massmutual Life Insurance Co	Austin	TX	07/2017	Present

01/2015 → 03/2017

Metlife Securities Inc.

Austin, TX
03/2017 → Present

Mml Investors Services, Llc

Austin, TX
07/2017 → Present

Massmutual Life Insurance Co

Austin, TX

Previous Registrations

2015-01-02 → 2017-03-25

Msi Financial Services, Inc.

Austin, TX
2008-12-08 → 2015-01-02

New England Securities

Austin, TX

Other Businesses

(1) NAME: SERVEN CONSULTING, LLC INV REL: Y ADD: RESIDENTIAL NATURE: CONSULTING POSITION: OWNER START DATE: 7/1/2022 No. HR/MO: 5. No. HR/MO DURING SEC TRADING: 5. DESCRIBE DUTIES: I WILL BE MEETING WITH BUSINESS OWNERS TO HELP THEM DEVELOP AND IMPLEMENT STRATEGIES TO INCREASE THE VALUE OF THEIR BUSINESS AS THE MOVE TOWARD AN EXIT. ALL IAR RELATED BUSINESS ACTIVITIES (2) NAME: BARASINGHA LLC INV REL: Y ADD: 227 WEST OLMOS DRIVE, SAN ANTONIO TX 78212 NATURE: LLC TO INVEST IN CRYPTOCURRENCIES POSITION: LIMITED PARTNER START DATE: 02/17/2018 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: NONE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-10-20

S66 Uniform Combined State Law Examination

2008-10-20

Designations

Other Names

Nate Serven
Nathan Serven

View on SEC IAPD