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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2020-05-05
TX RA APPROVED 2020-05-05
  • IA RA
    APPROVED
    Since 2020-05-05
  • TX RA
    APPROVED
    Since 2020-05-05

Branch Locations

4140 Grand Ave., Des Moines, IA 50312 • United States

Cumming, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gremler Financial Des Moines IA 09/2008 Present
Hcp Certifications, Llc Reno NV 08/2012 Present
Technical Advisory Group (Tag) Des Moines IA 05/2013 Present
Voya Financial Advisors Des Moines IA 09/2014 05/2020
Btl Network Des Moines IA 04/2015 Present
Cambridge Investment Research, Inc. Fairfield IA 05/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2020 Present
  • 09/2008 → Present
    Gremler Financial
    Des Moines, IA
  • 08/2012 → Present
    Hcp Certifications, Llc
    Reno, NV
  • 05/2013 → Present
    Technical Advisory Group (Tag)
    Des Moines, IA
  • 09/2014 → 05/2020
    Voya Financial Advisors
    Des Moines, IA
  • 04/2015 → Present
    Btl Network
    Des Moines, IA
  • 05/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2020 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) JJP2, LLC.,4140 GRAND AVE, DES MOINES, IA,INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,INV REL, 03/05/09, 2 MO- 2/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING-05/05/20 3) BTL, LLC, 4140 GRAND AVE, DES MOINES, IA, OWNERSHIP OF BUSINESS, INV REL, 06/10/15, 2/YR- 0/TRADING 4) CASTLE, LLC, 4140 GRAND AVE, DES MOINES, IA, BUSINESS OWNER, OFFICE AND MEETING SPACE, 01/05/18, NIR, 6/YR- 0/TRADING 5) GREMLER FINANCIAL GROUP, 4140 GRAND AVE, DES MOINES, IA, BUSINESS OWNER, FINANCIAL SERVICES, 01/01/13, INV REL, 2/YR- 0/TRADING 6) BILLION DOLLAR MENTORING, LLC, DBA VISION NETWORK- INSURANCE AND ANNUITY, 4140 GRAND AVE, DES MOINES, IA, BUSINESS OWNER, 01/01/13, INSURANCE MARKETING, 1MO- 1/TRADING 7) JJP2, LLC, 4140 Grand Ave, Des Moines IA 50312, 03/2009, Owner, Insurance/Benefits/Human Resources, NIR, 2 HR/MO, 2 HR/MO TRADING. 8) TAG ACCOUNTING AND TAX SERVICES, LLC, DBA VISION NETWORK ACCOUNTING AND TAX SERVICES, 4140 GRAND AVE, CPA ENROLLED AGENT/TAX PREP/ACCOUNTING SERVICES, 12/20/19, INV REL, 1/YR- 0/TRADING 9) CLARK STREET PRINTING, LLC, 4140 GRAND AVE, DES MOINES, IA, 01/01/13, GRAPHIC DESIGN MARKETING, 1/R- 0/TRADING 10) SUTTON GROUP, LLC, 4140 GRAND AVE, DES MOINES IA 50312, BUSINESS OWNER, CEO- 07/15/14, NIR, 2/MO- 0/TRADING 11) SUTTON RYAN, LLC, 924 45TH STREET, DES MOINES, IA, BUSINESS PRESIDENT-CO-OWNER, 01/11/16, NIR, 1/YR- 0/TRADING 12) DISQUE FOUNDATION, 1609 W 100 S, BROWNSTOWN, IN, CHARITABLE FOUNDATION, 08/15/14, VOLUNTEER, NON-PROFIT, TECH TRAINING, 1/MO- 0/TRADING 13) HCP CERTIFICATIONS, LLC, 316 CALIFORNIA AVE, STE 756, RENO, NV, BUSINESS OWNER, ONLINE CERTIFICATIONS, 08/01/12, NIR, 6/YR- 0/TRADING 14) IOWA CR FUND, LLC, 75 COMMERCIAL DRIVE #916, NORTH LIBERTY, IA, OWNER/08/28/17, INV REL, 1/YR- 0/TRADING 15) SAVE FOR LIFE - LEAD GENERATION / 4140 Grand Ave, Des Moines IA 50312 / 1/2023 / OWNER, TECH SERVICES / NIR / 2 HR/MO 0 HR TRADING 16) FINANCIAL INTEGRATORS, 4140 Grand Ave., Des Moines IA 50312, 01/2025, Partner, DBA Name, INV REL, 180 HR/MO, 140 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-08
  • S66 Uniform Combined State Law Examination
    2009-01-08
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst

View on SEC IAPD

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