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James Gregory Egnatchik

Ubs Financial Services Inc.

Lake View, NY

Buffalo, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
TX RA APPROVED 2015-08-10
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED
    Since 2015-08-10

Branch Locations

Lake View, NY • United States

250 Delaware Avenue, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Buffalo NY 08/2015 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-08
  • S66 Uniform Combined State Law Examination
    2008-12-08
Other Names
  • James G Egnatchik Jr
  • James Gregory Egnatchik Jr.
  • James Gregory Egnatchik

View on SEC IAPD

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