Brian T Spatola

Current Employers

Employment History

• 12/2013 → 08/2019
  Cetera Advisors Llc
  Denver, CO
• 08/2019 → 02/2024
  Osaic Wealth, Inc.
  Melbourne, FL
• 03/2024 → Present
  Heron Equity Management, Llc
  Indialantic, FL
• 02/2024 → Present
  Heron Equity Management, Llc
  Indialantic, FL
• 01/2023 → Present
  Sole Proprietor
  Melbourne, FL
• 09/2010 → Present
  B.T. Spatola & Associates Llc
  Melbourne, FL
• 01/2014 → 08/2019
  Cetera Advisors Llc
  Denver, CO

Previous Registrations

• 2019-08-09 → 2024-02-05
  Osaic Wealth, Inc.
  Melbourne, FL
• 2014-01-15 → 2019-08-12
  Cetera Advisors Llc
  Greenwood Village, CO
  Melbourne, FL
• 2010-06-11 → 2013-12-26
  Next Financial Group, Inc.
  Melbourne, FL
• 2007-02-13 → 2010-05-27
  Edward Jones
  Palm Bay, FL
  Melbourne, FL
  St. Louis, MO

Other Businesses

1. B.T. SPATOLA & ASSOCIATES POSITION: Member NATURE: BT SPATOLA & ASSOCIATES LLC, INVEST RELATED, NAME FOR TAX REPORTING PURPOSES, START 01/01/2010, .5HR/WK NOT DURING TRADING, OWNER. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/07/2010 ADDRESS: Melbourne FL 32935, DESCRIPTION: I use this entity for Tax Purposes and track income and expenses. 2. SOLE PROPRIETOR BRIAN T SPATOLA - INSURANCE AGENT POSITION: Insurance Agent NATURE: B.T. Spatola and Associates LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2023 ADDRESS: 1Melbourne FL 32935 DESCRIPTION: Insurance Sales

Exams

• S66 Uniform Combined State Law Examination
  2007-02-02
• S63 Uniform Securities Agent State Law Examination
  2006-02-02