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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-04-22
  • GA RA
    APPROVED
    Since 2024-04-22

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Suwanee, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc Atlanta GA 04/2016 08/2023
Suntrust Advisory Services Llc Atlanta GA 04/2016 08/2023
Schwab Wealth Advisory Inc Atlanta GA 08/2023 04/2024
Charles Schwab & Co Inc Atlanta GA 08/2023 04/2024
Lpl Financial Llc Fort Mill SC 04/2024 Present
  • 04/2016 → 08/2023
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 04/2016 → 08/2023
    Suntrust Advisory Services Llc
    Atlanta, GA
  • 08/2023 → 04/2024
    Atlanta, GA
  • 08/2023 → 04/2024
    Charles Schwab & Co Inc
    Atlanta, GA
  • 04/2024 → Present
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-09-26
S66 Uniform Combined State Law Examination 2007-01-11
  • S63 Uniform Securities Agent State Law Examination
    2023-09-26
  • S66 Uniform Combined State Law Examination
    2007-01-11
Other Names
  • Benardo Stevon Richardson
  • Benardo Richardson

View on SEC IAPD

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