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Jeff Alan Tomlinson

LPl Financial LLC

Howell, MI

CRD 5600142

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-11-01
TX RA APPROVED 2021-11-01
  • MI RA
    APPROVED
    Since 2021-11-01
  • TX RA
    APPROVED
    Since 2021-11-01

Branch Locations

Howell, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors, Inc. Westland MI 09/2014 11/2021
Lpl Financial, Llc Westland MI 11/2021 Present
Previous Registrations
  • 2012-05-29 → 2021-11-02
    Voya Financial Advisors, Inc.
    Bloomfield Hills, MI
    Portland, OR
    Columbus, OH
    Westland, MI
    Holland, MI
  • 2010-11-15 → 2011-06-03
    Signator Investors, Inc.
    Southfield, MI
Other Businesses

1. 11/01/2021 - NOVA RETIREMENT AND WEALTH SOLUTIONS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ WESTLAND, MI

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-21
  • S66 Uniform Combined State Law Examination
    2008-11-21
Other Names
  • Jeffrey A Tomlinson

View on SEC IAPD

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