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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-01-06 |
| NY | RA | APPROVED | 2025-01-06 |
Branch Locations
190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Societe Generale | Chicago | IL | 09/2016 | 12/2017 |
| Northern Trust Bank | Chicago | IL | 02/2018 | 03/2022 |
| Northern Trust Securities, Inc | Chicago | IL | 02/2018 | 03/2022 |
| Msci | Chicago | IL | 03/2022 | 01/2024 |
| Ss&C Technologies | Chicago | IL | 04/2024 | 09/2024 |
| Neuberger Berman | Chicago | IL | 09/2024 | Present |
| Unemployed | Evanston | IL | 01/2024 | 04/2024 |
Since January 2020, I have been a Board Member of the Evanston Community Foundation (ECF) serving on the ECF Finance Committee and ECF Investment Council. In my role, I provide guidance on the mission to mobilize community resources to drive systemic social change and build a thriving and resilient Evanston. I devote approximately 8 hours per month during non-business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 2018-05-31 |
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