Kathy Noel Van Fossen

Employer firm

Voya Retirement Advisors, LLC CRD 3989

$37.5B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Voya Retirement Advisors, Llc

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-09-28
GA	RA	APPROVED	2009-06-17

MI RA
APPROVED

Since 2010-09-28
GA RA
APPROVED

Since 2009-06-17

Branch Locations

Grand Ledge, MI • United States

One Orange Way, Windsor, CT 06095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Retirement Advisors	Lansing	MI	09/2014	Present
Voya Financial Advisors	Lansing	MI	09/2016	Present
Rich's Residential	Lansing	MI	03/2023	06/2023

09/2014 → Present

Voya Retirement Advisors

Lansing, MI
09/2016 → Present

Voya Financial Advisors

Lansing, MI
03/2023 → 06/2023

Rich's Residential

Lansing, MI

Other Businesses

NAME OF ENTITY:TJ Maxx; No; 8110 W Saginaw Hwy; lansing; MI; 48917; part time retail employment; sales associate; 9/12/2022; 28; 0; Cashiering, merchandising and customer service|

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-04-10
S63	Uniform Securities Agent State Law Examination	2008-11-21

S65 Uniform Investment Adviser Law Examination

2009-04-10
S63 Uniform Securities Agent State Law Examination

2008-11-21

Other Names

Kathy Noel Andersen
Kathy Van Fossen
Kathy Noel Van Fossen

View on SEC IAPD