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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2011-02-28
IN RA APPROVED 2011-02-28
  • IL RA
    APPROVED
    Since 2011-02-28
  • IN RA
    APPROVED
    Since 2011-02-28

Branch Locations

472 West Liberty Street, Wauconda, IL 60084 • United States

525 Newport Ct., Island Lake, IL 60042 • United States

3196 W Il Route 60, Mundelein, IL 60060 • United States

2121 North Richmond Road, Mchenry, IL 60050 • United States

459 S Rand Road, Lake Zurich, IL 60047 • United States

750 Northwest Highway, Cary, IL 60013 • United States

450 S Randall Road, Algonquin, IL 60102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Bartlett IL 01/2011 Present
  • 01/2011 → Present
    Fifth Third Securities
    Bartlett, IL
Other Businesses

AQUA BODY FLOATS - PO BOX 51, ISLAND LAKE, IL 60042- DESIGN UPHOLSTERY FOR RECREATIONAL ACTIVITIES - OWNER - 10 HRS/MO - NOT INVESTMENT RELATED- WILL NOT INTERFERE WITH DUTIES AT FIRM

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-02-15
S63 Uniform Securities Agent State Law Examination 2006-02-10
  • S65 Uniform Investment Adviser Law Examination
    2011-02-15
  • S63 Uniform Securities Agent State Law Examination
    2006-02-10
Designations

View on SEC IAPD

Other Firms

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