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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-23 |
| CA | RA | APPROVED | 2025-11-14 |
Branch Locations
14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States
10400 Ne 4Th St Moutain Pacific, Bellevue, WA 98004 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Southfield | MI | 01/2014 | 09/2016 |
| Edward Jones | Saint Louis | MO | 09/2016 | 10/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scottsdale | AZ | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-03 |
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