Chen Chen

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 02/2024
  Citigroup
  Ny, NY
• 02/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greenwich, CT

Previous Registrations

• 2018-06-29 → 2024-02-22
  Citigroup Global Markets Inc.
  New York, NY
  New York, NY
  New York, NY
  Tampa, FL
  New York, NY
• 2014-01-28 → 2016-11-18
  Citigroup Global Markets Inc.
  New York, NY

Other Businesses

ARTMAZING STUDIOS LLC, ASTORIA, NY. NOT INVESTMENT BUSINESS RELATED. AFFILATION BEGAN JULY 2013; TITLE: OWNER; DUTIES: BUSINESS MANAGER AND ART INSTRUCTOR. NO TIME DEVOTED TO BUSINESS DURING SECURITIES TRADING HOURS AND 20 HOURS PER MONTH OUTSIDE OF SECURITIES TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2014-01-24
• S63 Uniform Securities Agent State Law Examination
  2008-12-09