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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-31 |
Branch Locations
3001 Pga Blvd Suite 105, Palm Beach Gardens, FL 33410 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa Na | Boca Raton | FL | 12/2017 | 08/2020 |
| Hsb Securities Usa Inc | Boca Raton | FL | 12/2017 | 08/2020 |
| Pnc Bank | Fort Lauderdale | FL | 08/2016 | 11/2017 |
| Regions Bank | Palm Beach Gardens | FL | 09/2020 | 09/2021 |
| Cetera Investment Services Llc | St. Cloud | MN | 02/2021 | 09/2021 |
| Farr Miller & Washington, Llc | Washington | DC | 09/2021 | 09/2021 |
| Hightower | Chicago | IL | 09/2021 | 03/2026 |
| Mariner | Overland Park | KS | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 2018-02-09 |
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