Alvaro Gonzalez

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Austin, TX
• 03/2012 → Present
  Bank Of America, N.A.
  Austin, TX

Previous Registrations

• 2011-08-12 → 2011-08-16
  Empiric Advisors, Inc.
  Austin, TX

Other Businesses

I*1131258 For profit or not for profit: Name of outside business organization: Gonzalez Farms, LP Investment related: N Address of business: Edinburg, Texas, 78539 Nature of business: ["Business or Industry Organization"] Position, title, association: ["Owner"], Start date of relationship: 6/2/2022 Number of hours devoted: 1 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: Operating account for family ranches, properties. I am an owner on the account/authorized signor.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-08-11
• S63 Uniform Securities Agent State Law Examination
  2011-06-24

Other Names

• Alvaro Gonzalez
• Alvaro Gonzalez
• Alvaro Gonzalez