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Sean M Gourley

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

New York, NY

Austin, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-14
  • TX RA
    APPROVED
    Since 2022-11-14

Branch Locations

110 N Wacker Dr Division - Central, Chicago, IL 60606 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

607 W 3Rd St, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Ashburn VA 02/2015 10/2016
Wells Fargo Advisors, Llc Ashburn VA 03/2014 11/2019
Unemployed Austin TX 05/2022 09/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 10/2022 Present
Wells Fargo Bank, Na Arlington VA 11/2019 04/2022
  • 02/2015 → 10/2016
    Wells Fargo Bank, Na
    Ashburn, VA
  • 03/2014 → 11/2019
    Wells Fargo Advisors, Llc
    Ashburn, VA
  • 05/2022 → 09/2022
    Unemployed
    Austin, TX
  • 10/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Austin, TX
  • 11/2019 → 04/2022
    Wells Fargo Bank, Na
    Arlington, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-28
  • S66 Uniform Combined State Law Examination
    2014-07-28
Other Names
  • Sean Michael Gourley
  • Sean Michael Gourley
  • Sean M Gourley

View on SEC IAPD

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