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Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2022-08-31
  • RI RA
    APPROVED
    Since 2022-08-31

Branch Locations

101 Seaport Blvd 11Th Floor, Boston, MA 02210 • United States

Cumberland, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Natixis Global Asset Management Boston MA 09/2014 06/2022
Allspring Funds Distributor Boston MA 06/2022 Present
Allspring Funds Management Cumberland RI 06/2022 Present
  • 09/2014 → 06/2022
    Natixis Global Asset Management
    Boston, MA
  • 06/2022 → Present
    Allspring Funds Distributor
    Boston, MA
  • 06/2022 → Present
    Allspring Funds Management
    Cumberland, RI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-01
  • S66 Uniform Combined State Law Examination
    2009-06-01
Other Names
  • Bryan Carpenter

View on SEC IAPD

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