Kelly Marie Perry

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-10-07
CA	RA	APPROVED	2011-09-15

TX RA
APPROVED_RES

Since 2020-10-07
CA RA
APPROVED

Since 2011-09-15

Branch Locations

12501 Seal Beach Blvd Ste 255, Seal Beach, CA 90740-2755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Seal Beach	CA	09/2008	Present

09/2008 → Present

Lpl Financial Llc

Seal Beach, CA

Other Businesses

1. 2/12/2013: KELLY M PERRY; Tax Prep/Accounting/CPA; NOT INV REL; AT REPORTED BUSINESS LOCATION(S); Tax Preparation for a fee; TIME SPENT 10%. 2. 9/4/2013: OTHER-NOTARY - NOTARY, FOR OFFICE, HELPING CLIENTS WITH DEATH CLAIMS OR IRA ROLLOVER, SPOUSE HAVE TO HAVE SIGNATURE NOTARIZED, WILL NOT CHARGE A FEE, PART OF SERVICE TO CLIENT, WILL BE BONDED AND CARRY OUTSIDE E&O INSURANCE FOR NOTARY. - NOT INVESTMENT RELATED - TIME SPENT 1% - SEAL BEACH, CA. 3. 2/3/2015: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - PERRY WEALTH MANAGEMENT - STARTED 01/01/2011 - INVESTMENT RELATED - SEAL BEACH, CA. 4. 11/12/2024 - Real Estate Rental - Investment Related - Long Beach, CA - Start Date 09/01/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-09-14

S66 Uniform Combined State Law Examination

2011-09-14

Other Names

Kelly Perry

View on SEC IAPD