Best Investors
Account
Sign in
Best Investors
Account
Sign in
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-11-08 |
| TX | RA | APPROVED | 2023-11-08 |
Branch Locations
3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States
433 N Camden Dr 1St Fl, Beverly Hills, CA 90210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Sherman Oaks | CA | 06/2009 | 10/2023 |
| Wells Fargo Clearing Services, Llc | Beverly Hills | CA | 10/2023 | Present |
RENTAL PROPERTY, INV RELATED, OXNARD, CA, 50% OWNERSHIP BY TRUST, START 8/14/2016, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, HELD IN FAMILY TRUST.; TRUSTEE FOR FATHER'S TRUST, INV RELATED, OXNARD, CA, START: 8/14/2016, 1 HOUR A MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-28 |
Reach out to this advisor