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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-06-21 |
| TX | RA | APPROVED_RES | 2020-04-23 |
| CA | RA | APPROVED | 2011-08-22 |
Branch Locations
555 California Street Pwm, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney (149777) | San Francisco | CA | 07/2011 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 08/2024 | Present |
*414470 - Orinda Country CLub; Investment related - No; Orinda, California; Recreation; Tennis coach (proprietor, partner, officer, director, employee, trustee, agent); 10/2020; During business hours: 0; After business hours: 12;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-22 |
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