Michael Varga

Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 10/2016
  Mxventerprises
  Chicago, IL
• 10/2016 → 04/2018
  Kovack Securities, Inc.
  Fort Lauderdale, FL
• 10/2016 → 04/2018
  Kovack Advisors, Inc
  Fort Lauderdale, FL
• 04/2018 → 12/2019
  Varga Investments Inc.
  Ft Lauderdale, FL
• 12/2019 → Present
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 12/2019 → 06/2020
  Cuna Mutual Group
  Waverly, IA
• 06/2020 → Present
  First Trust Portfolios L.P.
  Wheaton, IL
• 06/2020 → Present
  First Trust Advisors L.P.
  Wheaton, IL

Previous Registrations

• 2020-01-13 → 2020-06-30
  Cuna Brokerage Services, Inc.
  Margate, FL
• 2018-05-16 → 2019-12-16
  Varga Investments Inc.
  Boynton Beach, FL
• 2016-10-28 → 2018-04-16
  Kovack Advisors, Inc.
  Ft. Lauderdale, FL
• 2014-10-31 → 2015-03-25
  Wells Fargo Clearing Services, Llc
  Niles, IL
  Chicago, IL
  Park Ridge, IL
  Chicago, IL
• 2012-10-01 → 2014-11-12
  J.P. Morgan Securities Llc
  Lincolnwood, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
• 2010-08-19 → 2012-10-01
  Chase Investment Services Corp.
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
• 2008-11-04 → 2010-08-05
  New England Securities
  Schaumburg, IL
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2008-10-10