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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-02-05
  • AL RA
    APPROVED
    Since 2026-02-05

Branch Locations

304 N Montgomery Ave., Sheffield, AL 35660 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

304 N Montgomery Ave, Sheffield, AL 35660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brookstone Capital Management Wheaton IL 08/2014 12/2022
Sagepoint Financial, Inc. Sheffield AL 12/2022 09/2023
Osaic Wealth, Inc. Sheffield AL 09/2023 02/2026
Lpl Financial Llc Sheffield AL 02/2026 Present
  • 08/2014 → 12/2022
    Brookstone Capital Management
    Wheaton, IL
  • 12/2022 → 09/2023
    Sagepoint Financial, Inc.
    Sheffield, AL
  • 09/2023 → 02/2026
    Sheffield, AL
  • 02/2026 → Present
    Sheffield, AL
Previous Registrations
  • 2023-09-01 → 2026-02-04
    Sheffield, AL
  • 2022-12-15 → 2023-09-01
    Osaic Services, Inc.
    Sheffield, AL
  • 2014-08-04 → 2022-12-13
    Muscle Shoals, AL
    Wheaton, IL
    Sheffield, AL
  • 2011-10-12 → 2014-08-06
    Global Financial Private Capital, Inc.
    Muscle Shoals, AL
    Sarasota, FL
  • 2009-04-03 → 2009-05-26
    Muscle Shoals, AL
Other Businesses

1. 01/2026 - Third Holland LLC- Real Estate Rental - Investment related - Sheffield AL 35660 - 02 Hrs/Mth - 00 Hrs During Trading - OBA start date: 06/15/2015 2. 01/2026 - Rose Investments LLC- Real Estate Rental - Investment related - Sheffield AL 35660 - 01 Hrs/Mth - 00 Hrs During Trading - OBA start date: 09/01/2024 3. 01/2026 - Self Employed - Non-Variable Insurance - Investment related - Sheffield AL 35660 - 40 Hrs/Mth - 10 Hrs During Trading - OBA start date: 07/01/2005 4. 01/2026 - J.S. Holland & Co., Inc. - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 160 Hrs/Mth - 08 Hrs During Trading - OBA start date: 02/02/2026 5. 01/2026 - J.S. Holland Associates, LLC - Non-Variable Insurance/Insurance Agency - Investment related - Sheffield AL 35660 - 04 Hrs/Mth - 01 Hrs During Trading - OBA start date: 09/11/2011

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-01-29
S66 Uniform Combined State Law Examination 2009-04-02
  • S63 Uniform Securities Agent State Law Examination
    2024-01-29
  • S66 Uniform Combined State Law Examination
    2009-04-02
Other Names
  • Tre' Holland
  • Jimmy Holland

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