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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-02-05 |
Branch Locations
304 N Montgomery Ave., Sheffield, AL 35660 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brookstone Capital Management | Wheaton | IL | 08/2014 | 12/2022 |
| Sagepoint Financial, Inc. | Sheffield | AL | 12/2022 | 09/2023 |
| Osaic Wealth, Inc. | Sheffield | AL | 09/2023 | 02/2026 |
| Lpl Financial Llc | Sheffield | AL | 02/2026 | Present |
1. 01/2026 - Third Holland LLC- Real Estate Rental - Investment related - Sheffield AL 35660 - 02 Hrs/Mth - 00 Hrs During Trading - OBA start date: 06/15/2015 2. 01/2026 - Rose Investments LLC- Real Estate Rental - Investment related - Sheffield AL 35660 - 01 Hrs/Mth - 00 Hrs During Trading - OBA start date: 09/01/2024 3. 01/2026 - Self Employed - Non-Variable Insurance - Investment related - Sheffield AL 35660 - 40 Hrs/Mth - 10 Hrs During Trading - OBA start date: 07/01/2005 4. 01/2026 - J.S. Holland & Co., Inc. - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 160 Hrs/Mth - 08 Hrs During Trading - OBA start date: 02/02/2026 5. 01/2026 - J.S. Holland Associates, LLC - Non-Variable Insurance/Insurance Agency - Investment related - Sheffield AL 35660 - 04 Hrs/Mth - 01 Hrs During Trading - OBA start date: 09/11/2011
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-01-29 |
| S66 | Uniform Combined State Law Examination | 2009-04-02 |
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