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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-03-27 |
| KY | RA | APPROVED | 2026-02-09 |
| FL | RA | APPROVED | 2023-05-08 |
| NE | RA | APPROVED | 2022-03-04 |
| MD | RA | APPROVED | 2022-03-02 |
| IL | RA | APPROVED | 2022-02-28 |
| GA | RA | APPROVED | 2022-02-09 |
| CA | RA | APPROVED | 2022-02-04 |
| SC | RA | APPROVED | 2022-02-04 |
| NC | RA | APPROVED | 2021-06-29 |
Branch Locations
6115 Park South Drive Suite 200, Charlotte, NC 28210 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Cornelius | NC | 05/2012 | 11/2017 |
| Cornerstone Wealth Group Llc | Huntersville | NC | 05/2012 | 03/2021 |
| Guardian Life Insurance Co Of America | Charlotte | NC | 06/2021 | Present |
| Park Avenue Securities, Llc | Charlotte | NC | 06/2021 | Present |
| Mutual Securities | Huntersville | NC | 11/2017 | 03/2021 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-02-02 |
| S66 | Uniform Combined State Law Examination | 2010-01-21 |
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