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Michael John Paganucci

Oppenheimer & Co. Inc.

San Francisco, CA

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-16
CA RA APPROVED 2020-01-10
  • TX RA
    APPROVED_RES
    Since 2024-08-16
  • CA RA
    APPROVED
    Since 2020-01-10

Branch Locations

580 California Street Suite 2300, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney San Mateo CA 06/2009 04/2018
Morgan Stanley Private Bank, National Association New York NY 01/2015 04/2018
Ameriprise Financial Services Inc Palo Alto CA 04/2018 01/2020
Oppenheimer & Co Inc. San Francisco CA 01/2020 Present
  • 06/2009 → 04/2018
    Morgan Stanley Smith Barney
    San Mateo, CA
  • 01/2015 → 04/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 04/2018 → 01/2020
    Ameriprise Financial Services Inc
    Palo Alto, CA
  • 01/2020 → Present
    Oppenheimer & Co Inc.
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-08
  • S66 Uniform Combined State Law Examination
    2008-12-08

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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