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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2016-11-21
OH RA APPROVED 2016-11-17
  • IN RA
    APPROVED
    Since 2016-11-21
  • OH RA
    APPROVED
    Since 2016-11-17

Branch Locations

3205 Secor Road, Toledo, OH 43606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Uniontown OH 12/2015 10/2016
The Prudential Insurance Company Of America Uniontown OH 12/2015 10/2016
Pnc Bank Fairlawn OH 10/2016 04/2017
Pnc Investments Pittsburgh PA 10/2016 04/2017
Pnc Wealth Management Pittsburgh PA 04/2017 Present
  • 12/2015 → 10/2016
    Uniontown, OH
  • 12/2015 → 10/2016
    The Prudential Insurance Company Of America
    Uniontown, OH
  • 10/2016 → 04/2017
    Pnc Bank
    Fairlawn, OH
  • 10/2016 → 04/2017
    Pnc Investments
    Pittsburgh, PA
  • 04/2017 → Present
    Pnc Wealth Management
    Pittsburgh, PA
Previous Registrations
  • 2016-01-15 → 2016-10-11
    Mayfield Heights, OH
    Uniontown, OH
    Stow, OH
  • 2012-10-01 → 2015-11-24
    Woodland Hills, CA
    Woodland Hills, CA
    Calabasas, CA
    Simi Valley, CA
    Akron, OH
    Akron, OH
  • 2011-09-16 → 2012-10-01
    Chase Investment Services Corp.
    Surgar Grove, IL
    Naperville, IL
    Sunbury, OH
    Naperville, IL
    Aurora, IL
    Wheaton, IL
    Glendale Heights, IL
    Woodland Hills, CA
    Woodland Hills, CA
Other Businesses

1) 01/2019 - Owner - Bay Area Properties LLC - Non-Investment related - zero hours annually during trading hours 2) 01/2023 - Owner - Lawrence Fairall Boat Rental - Non-investment related - Zero hours annually during trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-15
S63 Uniform Securities Agent State Law Examination 2009-05-29
  • S66 Uniform Combined State Law Examination
    2011-09-15
  • S63 Uniform Securities Agent State Law Examination
    2009-05-29

View on SEC IAPD

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