Michael Thomas Ruggles

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2013-08-26

WI RA
APPROVED

Since 2013-08-26

Branch Locations

2140 W St Paul Ave Ste E, Waukesha, WI 53188 • United States

12970 W Bluemound Rd Ste 308, Elm Grove, WI 53122 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	Tempe	AZ	09/2008	Present

09/2008 → Present

Edward Jones

Tempe, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-03-08

S66 Uniform Combined State Law Examination

2013-03-08

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Exams

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