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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 05/2026 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 05/2026 | Present |
| National Planning Corporation | El Segundo | CA | 05/2016 | 02/2017 |
| National Planning Corporation | El Segudo | CA | 02/2017 | 01/2018 |
| Lpl Financial, Llc | Santa Ana | CA | 02/2018 | 09/2022 |
| Hoffski, Pisano And Co, Cpas | Santa Ana | CA | 02/2018 | 09/2022 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 01/2024 | Present |
NAME OF OTHER BUSINESS: SELF INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: BOOKKEEPING SERVICES START DATE: 10/01/2022 POSITION/TITLE/RELATIONSHIP: BOOKKEEPER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: ASSIST SMALL BUSINESS OWNERS WITH BOOKKEEPING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-06 |
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