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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-26 |
Branch Locations
3201 Danville Blvd, Ste 170, Alamo, CA 94507 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mariner Independent | Overland Park | KS | 06/2025 | Present |
| Sprague Wealth Solutions, Llc | Danville | CA | 02/2022 | 03/2023 |
| Lpl Financial | Boston | MA | 02/2022 | Present |
| Insight Wealth Strategies, Llc | San Ramon | CA | 05/2011 | 01/2022 |
| Financial Planner Group, Llc | Danville | CA | 03/2023 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 06/2026 | Present |
Financial Planner Group, LLC; Investment related, Danville, CA, Offering investment services through Mariner Independent, start date; 06/2025, 160 hours per month during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-29 |
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