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Rachelle Marie Miguel

Ubs Financial Services Inc.

Roseville, CA

Roseville, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-19
TX RA APPROVED 2022-05-19
  • CA RA
    APPROVED
    Since 2022-05-19
  • TX RA
    APPROVED
    Since 2022-05-19

Branch Locations

3001 Douglas Blvd, Roseville, CA 95661 • United States

Roseville, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Roseville CA 10/2009 05/2022
Ubs Financial Services Inc. Roseville CA 05/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-30
  • S66 Uniform Combined State Law Examination
    2009-04-30
Other Names
  • Rachelle Marie Mundo
  • Rachelle Marie Johnson

View on SEC IAPD

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Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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