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Nikole D Galanes

Pfs Investments Inc.

Oakbrook Terrace, IL

CRD 5596366

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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-13
IL RA APPROVED 2016-04-08
  • TX RA
    APPROVED_RES
    Since 2020-08-13
  • IL RA
    APPROVED
    Since 2016-04-08

Branch Locations

2 Mid America Plz Suite 370, Oakbrook Terrace, IL 60181 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc Oakbrook Terrace IL 09/2008 Present
Primerica Financial Services Oakbrook Terrace IL 08/2003 Present
  • 09/2008 → Present
    Oakbrook Terrace, IL
  • 08/2003 → Present
    Primerica Financial Services
    Oakbrook Terrace, IL
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Pri MDT Inc (formerly known as PARNONAS INC), Investment Related, Lemont, Illinois 01/2023, Primerica Business Purposes, Partner, 01/2023 to present, 160 hours committed per month (140 hours during securities trading hours) legal entity formed solely for Primerica business purposes. LNTX LLC, Investment related, Lemont, Illinois 60439, Owner, 06/2023 to present, (0-1 hours committed per month, (O hours during securities trading hours), entity for income from rental property.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-28
S63 Uniform Securities Agent State Law Examination 2008-10-13
  • S65 Uniform Investment Adviser Law Examination
    2016-03-28
  • S63 Uniform Securities Agent State Law Examination
    2008-10-13
Other Names
  • Nikole D Tingos

View on SEC IAPD

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