Mary Kathleen O'BRien

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2007 → Present
  Bank Of America N.A.
  Florham Park, NJ
• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florham Park, NJ

Previous Registrations

• 2009-06-25 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Florham Park, NJ
  Bridgewater, NJ
  Princeton, NJ

Exams

• S66 Uniform Combined State Law Examination
  2009-06-24

Other Names

• Mary Kate O'BRien
• Mary Kate O'BRien
• Mary Kathleen O'COnnor