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Mary Kathleen O'BRien

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ

Paramus, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2009-10-23
  • NJ RA
    APPROVED
    Since 2009-10-23

Branch Locations

500 Campus Dr, Florham Park, NJ 07932 • United States

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America N.A. Florham Park NJ 01/2007 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 10/2009 Present
Previous Registrations
  • 2009-06-25 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Florham Park, NJ
    Bridgewater, NJ
    Princeton, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-24
  • S66 Uniform Combined State Law Examination
    2009-06-24
Other Names
  • Mary Kate O'BRien
  • Mary Kate O'BRien
  • Mary Kathleen O'COnnor

View on SEC IAPD

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