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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-03-01 |
| IN | RA | APPROVED | 2023-02-24 |
Branch Locations
111 E Rivulon Blvd Suite 101, Gilbert, AZ 85297 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 09/2008 | 09/2019 |
| Brightside Benefit, Inc. | Chandler | AZ | 10/2019 | 04/2021 |
| Northwestern Mutual Life Insurance Company | Milwaulkee | WI | 05/2021 | 02/2023 |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 06/2021 | Present |
| Mark E Wise | Indianapolis | IN | 02/2023 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-20 |
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