Anjanette Monique Phetteplace

Employer firm

Arax Advisory Partners CRD 133535

$26.5B regulatory AUM 16 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-01-15
CO	RA	APPROVED	2020-04-17

TX RA
APPROVED

Since 2021-01-15
CO RA
APPROVED

Since 2020-04-17

Branch Locations

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

1777 S. Harrison Street, Suite 1500, Denver, CO 80210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Noven Financial Group, Inc.	Denver	CO	03/2001	03/2020
Renaissance Adventure Guides, Llc	Denver	CO	01/2009	12/2018
N & A Professional Group, P.C.	Denver	CO	08/2008	09/2019
N & A Professional Group, P.C.	Denver	CO	09/2019	Present
Srs Capital Advisors, Inc.	Denver	CO	04/2020	Present

03/2001 → 03/2020

Noven Financial Group, Inc.

Denver, CO
01/2009 → 12/2018

Renaissance Adventure Guides, Llc

Denver, CO
08/2008 → 09/2019

N & A Professional Group, P.C.

Denver, CO
09/2019 → Present

N & A Professional Group, P.C.

Denver, CO
04/2020 → Present

Srs Capital Advisors, Inc.

Denver, CO

Previous Registrations

2011-09-23 → 2020-04-21

Noven Financial Group, Inc.

Denver, CO

Other Businesses

N & A PROFESSIONAL GROUP, PC., A CPA FIRM. NOT INVESTMENT RELATED. 1777 S. HARRISON ST., SUITE 1510, DENVER, CO 80210. I AM PRESIDENT AS OF 9/2019. PREVIOUS TO 9/2019, I MANAGED TAX PRACTICE AS TAX MANAGER WITH START DATE OF 3/2001. 40 HOURS PER MONTH NOT DURING TRADING HOURS.