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Ricardo A Alvarado

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boca Raton, FL

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-10-26
TX RA APPROVED 2013-03-25
CT RA APPROVED 2012-09-18
  • FL RA
    APPROVED
    Since 2017-10-26
  • TX RA
    APPROVED
    Since 2013-03-25
  • CT RA
    APPROVED
    Since 2012-09-18

Branch Locations

1 Town Center Rd Gwim Chief Investment Office (Cio), Boca Raton, FL 33486 • United States

One Bryant Park Gwim Chief Investment Office (Cio), New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2012 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-02
  • S66 Uniform Combined State Law Examination
    2012-05-02
Other Names
  • Ricardo Alvarado
  • Ricardo Antonio Alvarado

View on SEC IAPD

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