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75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-25 |
Branch Locations
75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
830 Brickell Plaza Suite 2100, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc | Miami | FL | 04/2019 | 03/2023 |
| Hsbc Bank Usa, N.A. | Miami | FL | 05/2013 | 03/2023 |
| Robeco Miami B.V. | Miami | FL | 04/2023 | 12/2023 |
| Foreside Fund Services, Llc | Miami | FL | 06/2023 | 12/2023 |
| Santander International Private Banking | Miami | FL | 12/2023 | 08/2026 |
| Santander Securities, Llc | Boston | MA | 01/2024 | 08/2026 |
| Santander Bank, Na | Boston | MA | 08/2026 | Present |
| Santander Securities, Llc | Boston | MA | 08/2026 | Present |
1. FIBA (formerly known as Florida International Bankers Association), member of the education and training committee, non-investment related, start date 04/01/2009, Miami FL, 1 hour monthly, none during trading hours. 2. Rental Property, co-owner of rental property, non-investment related, start date 10/31/2008, Coral Gables FL, 1 hour per monthly, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-03 |
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