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John M Sniadajewski

Principal Advised Services

Saint Paul, MN

CRD 5595822

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Employer firm

Principal Advised Services CRD 297324

$1.42B regulatory AUM 16,537 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-08-09
MN RA APPROVED 2024-08-07
  • IA RA
    APPROVED
    Since 2024-08-09
  • MN RA
    APPROVED
    Since 2024-08-07

Branch Locations

Saint Paul, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Walls Fargo Advisors Llc Roseville MN 02/2013 04/2021
Principal Life Insurance Co Saint Paul MN 04/2021 Present
Principal Securities, Inc. Saint Paul MN 04/2021 Present
Principal Advised Services Saint Paul MN 06/2024 Present
  • 02/2013 → 04/2021
    Walls Fargo Advisors Llc
    Roseville, MN
  • 04/2021 → Present
    Principal Life Insurance Co
    Saint Paul, MN
  • 04/2021 → Present
    Principal Securities, Inc.
    Saint Paul, MN
  • 06/2024 → Present
    Saint Paul, MN
Previous Registrations
Other Businesses

**PRINCIPAL ADVISED SERVICES POSITION POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/01/2022 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Investment Adviser Representative of a Registered Investment Adviser that facilitates investment advice to its customers. Compensation is from combined role with Principal on behalf of the Principal Securities, Principal Bank and Principal Advised Services entities. **PRINCIPAL BANK POSITION POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/21/2021 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-02
  • S66 Uniform Combined State Law Examination
    2009-01-02
Other Names
  • John Michael Sniadajewski
  • John Sniadajewski

View on SEC IAPD

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