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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-12-18 |
| WA | RA | APPROVED | 2013-12-18 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
520 6Th Street South, Kirkland, WA 98033 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2005-12-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Kirkland | WA | 06/2005 | Present |
| Myicon (Formerly: Icon Consulting) | Kirkland | WA | 06/2005 | Present |
| Private Advisor Group, Llc | Kirkland | WA | 12/2013 | Present |
1. 6/20/2005 - NON-VARIABLE INSURANCE - INSURANCE - BELLEVUE, WA. 2. 6/21/2005 - NON-VARIABLE INSURANCE DBA - FIXED ANNUITY, LTC. LIFE, DI, HEALTH - BELLEVUE, WA. 3. 02/05/2014 - THE BEACH HOUSE - REAL ESTATE RENTAL - ONE RENTAL UNIT - TIME SPENT 2% - CANNON BEACH, OR 4. 2/1/2017 - MyICON Commercial - Investment Related - 520 6th Street South, Kirkland, WA 98033 - Real Estate Rental - Started 01/31/2017 - 10 Hours Per Month/0 Hours During Securities Trading - Commercial property. 5. 11/1/2017 - Private Advisor Group - DBA: (Hybrid) myICON - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 06/09/2016 - 90 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/1/2017. I expect to spend approximately 90 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 11/1/2017 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 06/09/2016 - 90 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/1/2017. I expect to spend approximately 90 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 2/25/2021 - MyICON - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 06/09/2005 - 60 Hours Per Month/40 Hours During Securities Trading - I provide financial planning and consulting services through MyICON, an independent investment advisor firm. I started this business activity in 6/2005. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-25 |
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