Ricardo De La Torre

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 06/2019
  Horace Mann Companies
  Springfield, IL
• 03/2016 → 06/2019
  Horace Mann Investors Inc.
  Springfield, IL
• 10/2019 → 09/2021
  Hilltop Holdings Inc.
  Dallas, TX
• 10/2019 → 09/2021
  Hilltop Securities
  Dallas, TX
• 06/2019 → 10/2019
  Unemployed
  Dallas, TX
• 09/2021 → Present
  Raymond James & Associates, Inc.
  Rockwall, TX
• 01/2024 → Present
  Raymond James Financial Services, Inc
  Rockwall, TX
• 01/2024 → Present
  Raymond James Financial Services Advisors, Inc
  Rockwall, TX

Previous Registrations

• 2019-12-12 → 2021-09-14
  Hilltop Securities Inc.
  Dallas, TX
• 2017-01-24 → 2019-06-17
  Horace Mann Investors, Inc.
  Springfield, IL
• 2011-01-03 → 2015-04-13
  Wells Fargo Clearing Services, Llc
  Albuquerque, NM
  Fort Worth, TX
  Charlotte, NC
  Fort Worth, TX
  Dallas, TX
• 2006-09-15 → 2011-01-03
  Wells Fargo Investments, Llc
  Fort Worth, TX
  Albuquerque, NM

Other Businesses

(1)Name of Business: Address: Activity Type: Loans - Personal to and from individuals Position/Title: Lender Investment Related: No Start Date: 07/01/2026 Hours per month devoted to this business: Hours per month devoted to this business during trading hours: Description of duties: We will just be facilitating an owner finance loan on our current residence to a long time family friend. Loan is for the CMV of $415,000 with monthly payments of $2,490.61.

Exams

• S66 Uniform Combined State Law Examination
  2006-09-11

Other Names

• Rick De La Torre