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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-07-06 |
| IL | RA | APPROVED | 2015-07-31 |
Branch Locations
3838 North Ravenswood Avenue Suite 216, Chicago, IL 60613 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Oak Park | IL | 07/2015 | Present |
| Raymond James Financial Services Advisors Inc. | Oak Park | IL | 07/2015 | Present |
| Wilkes Corrigan Wealth Advisors, Llc | Chicago | IL | 07/2014 | 10/2016 |
| Matthew D Corrigan | Chicago | IL | 06/2013 | 09/2016 |
| Wilkes Corrigan Holdings Llc | Oak Park | IL | 01/2016 | 02/2017 |
| Wilkes Corrigan Wealth Advisors, Llc | Chicago | IL | 10/2016 | 04/2017 |
| Kleinkopf Financial Group | Oak Park | IL | 05/2017 | 12/2022 |
(1)Name of Business: Discern Financial Address: 3838 N Ravenswood Ave Suite 216, Chicago, IL, 60618, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (2)Name of Business: Simplicity Chicago Address: 1029 Lake St Ste 104, Oak Park, IL, 60301, United States Activity Type: Non-variable Insurance Position/Title: Owner Investment Related: Yes Start Date: 01/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Servicing non-variable life insurance through approved General Agencies
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-22 |
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