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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-07-06
IL RA APPROVED 2015-07-31
  • TX RA
    APPROVED_RES
    Since 2020-07-06
  • IL RA
    APPROVED
    Since 2015-07-31

Branch Locations

Chicago, IL • United States

3838 North Ravenswood Avenue Suite 216, Chicago, IL 60613 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Oak Park IL 07/2015 Present
Raymond James Financial Services Advisors Inc. Oak Park IL 07/2015 Present
Wilkes Corrigan Wealth Advisors, Llc Chicago IL 07/2014 10/2016
Matthew D Corrigan Chicago IL 06/2013 09/2016
Wilkes Corrigan Holdings Llc Oak Park IL 01/2016 02/2017
Wilkes Corrigan Wealth Advisors, Llc Chicago IL 10/2016 04/2017
Kleinkopf Financial Group Oak Park IL 05/2017 12/2022
  • 07/2015 → Present
    Raymond James Financial Services, Inc.
    Oak Park, IL
  • 07/2015 → Present
    Oak Park, IL
  • 07/2014 → 10/2016
    Wilkes Corrigan Wealth Advisors, Llc
    Chicago, IL
  • 06/2013 → 09/2016
    Matthew D Corrigan
    Chicago, IL
  • 01/2016 → 02/2017
    Wilkes Corrigan Holdings Llc
    Oak Park, IL
  • 10/2016 → 04/2017
    Wilkes Corrigan Wealth Advisors, Llc
    Chicago, IL
  • 05/2017 → 12/2022
    Kleinkopf Financial Group
    Oak Park, IL
Previous Registrations
  • 2013-09-09 → 2015-08-04
    Chicago, IL
  • 2010-08-24 → 2013-09-17
    Skokie, IL
    Evanston, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Evanston, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
Other Businesses

(1)Name of Business: Discern Financial Address: 3838 N Ravenswood Ave Suite 216, Chicago, IL, 60618, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (2)Name of Business: Simplicity Chicago Address: 1029 Lake St Ste 104, Oak Park, IL, 60301, United States Activity Type: Non-variable Insurance Position/Title: Owner Investment Related: Yes Start Date: 01/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Servicing non-variable life insurance through approved General Agencies

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-23
S63 Uniform Securities Agent State Law Examination 2009-01-22
  • S65 Uniform Investment Adviser Law Examination
    2010-08-23
  • S63 Uniform Securities Agent State Law Examination
    2009-01-22
Other Names
  • Matt Corrigan
  • Matthew D. Corrigan

View on SEC IAPD

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