Matthew D. Poole

Current Employers

Dark Horse Advisors Llc

San Diego, CA • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-25
CA	RA	APPROVED	2023-03-21

TX RA
APPROVED

Since 2026-06-25
CA RA
APPROVED

Since 2023-03-21

Branch Locations

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dfpg Investments, Inc.	South Jordan	UT	07/2016	Present
Dark Horse Advisors, Llc	Henderson	NV	01/2023	Present

07/2016 → Present

Dfpg Investments, Inc.

South Jordan, UT
01/2023 → Present

Dark Horse Advisors, Llc

Henderson, NV

Previous Registrations

2012-06-18 → 2016-07-28

First Allied Advisory Services, Inc.

San Diego, CA

San Diego, CA

Ladera Ranch, CA
2009-03-23 → 2012-06-19

Centara Capital Management Group, Inc.

San Diego, CA
2006-03-13 → 2009-03-25

Equitable Advisors, Llc

San Diego, CA

Other Businesses

1. DFPG Insurance; Non-Investment Related; San Diego, CA; Insurance; Agent; 12/2016; 5% during business hours; Provide insurance quotes/illustrations to prospective clients, compute and submit applications and provide service to enforce policies. Insurance agency, life and health insurance sales. 2. Dark Horse Advisors, LLC- DBA dark horse private wealth; Owner/Chief Wealth Advisor, Investment related: Yes; 12/2016; 160% during business hours; Santa Fe, CA; IAR and Financial Planning.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-03-07

S66 Uniform Combined State Law Examination

2006-03-07

Designations

View on SEC IAPD