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Elizabeth Claire Dewan

Wmg Financial Advisors, LLC

Knoxville, TN

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Current Employers
Wmg Financial Advisors, Llc

620 Mabry Hood Road Suite 101, Knoxville, TN 37932 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-02-09
  • TN RA
    APPROVED
    Since 2021-02-09

Branch Locations

620 Mabry Hood Road Suite 101, Knoxville, TN 37932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Knoxville TN 05/2010 12/2017
Wmg Financial Advisors Knoxville TN 06/2008 09/2020
Proequities Inc Knoxville TN 12/2017 04/2020
Wmg Financial Advisors, Llc Knoxville TN 04/2019 09/2020
Wmg Financial Advisors Knoxville TN 08/2008 09/2020
Wmg Financial Advisors Knoxville TN 02/2021 Present
Wmg Financial Advisors, Llc Knoxville TN 01/2021 Present
N/A Knoxville TN 09/2020 12/2020
  • 05/2010 → 12/2017
    Lincoln Financial Securities Corporation
    Knoxville, TN
  • 06/2008 → 09/2020
    Wmg Financial Advisors
    Knoxville, TN
  • 12/2017 → 04/2020
    Proequities Inc
    Knoxville, TN
  • 04/2019 → 09/2020
    Wmg Financial Advisors, Llc
    Knoxville, TN
  • 08/2008 → 09/2020
    Wmg Financial Advisors
    Knoxville, TN
  • 02/2021 → Present
    Wmg Financial Advisors
    Knoxville, TN
  • 01/2021 → Present
    Wmg Financial Advisors, Llc
    Knoxville, TN
  • 09/2020 → 12/2020
    N/A
    Knoxville, TN
Previous Registrations
  • 2019-05-08 → 2020-10-28
    Wmg Financial Advisors, Llc
    Knoxville, TN
  • 2017-12-11 → 2019-05-04
    Concourse Financial Group Securities, Inc.
    Knoxville, TN
    Knoxville, TN
    Birmingham, AL
  • 2012-06-19 → 2017-12-20
    Osaic Fs, Inc.
    Knoxville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-08
  • S66 Uniform Combined State Law Examination
    2012-05-08
Other Names
  • Elizabeth Blackwell

View on SEC IAPD

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JAMES COFFEY
GARY J MORRIS
WILLIAM MICHAEL HOTZFIELD
HUNTER NICHOLSON
ROBERT SASS
JONATHAN LOVE
HUNTER ROCK

Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN

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