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Adriel Jon Mcintosh

Transamerica Retirement Advisors, LLC

Asbury, IA

CRD 5594199

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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-06-15
  • IA RA
    APPROVED
    Since 2022-06-15

Branch Locations

Asbury, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Dubuque IA 09/2008 04/2022
Prudential Investment Management Services, Llc Dubuque IA 09/2008 04/2022
Transamerica Investors Securities Corporation Asbury IA 06/2022 Present
Transamerica Life Insurance Company Asbury IA 06/2022 Present
  • 09/2008 → 04/2022
    Prudential
    Dubuque, IA
  • 09/2008 → 04/2022
    Prudential Investment Management Services, Llc
    Dubuque, IA
  • 06/2022 → Present
    Transamerica Investors Securities Corporation
    Asbury, IA
  • 06/2022 → Present
    Transamerica Life Insurance Company
    Asbury, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-28
S63 Uniform Securities Agent State Law Examination 2009-01-03
  • S65 Uniform Investment Adviser Law Examination
    2020-08-28
  • S63 Uniform Securities Agent State Law Examination
    2009-01-03
Other Names
  • Adriel Mcintosh

View on SEC IAPD

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