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John Alexander Shepard

Cpmg, Inc.

Dallas, TX

CRD 5074397

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Employer firm

Cpmg, Inc. CRD 131417

$856M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Cpmg, Inc.

4215 West Lovers Lane Suite 100, Dallas, TX 75209 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-12-09
  • TX RA
    APPROVED
    Since 2005-12-09

Branch Locations

4215 West Lovers Lane Suite 100, Dallas, TX 75209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cpmg, Inc. Dallas TX 04/2005 Present
Previous Registrations
  • 2005-12-09 → 2006-06-21
    Cardinal Public Market Group, L.P.
    Dallas, TX
  • 2005-12-09 → 2006-05-08
    Cardinal Trading
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-29
  • S65 Uniform Investment Adviser Law Examination
    2005-11-29

View on SEC IAPD

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Nearby Investors

MICHAEL CHARLES PERRY
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Nearby Offices

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