John Robert Joyce

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-06-14

CA RA
APPROVED

Since 2024-06-14

Branch Locations

Sacramento, CA • United States

1110 Iron Point Rd. Suite 160 , Folsom, CA 95762 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	Granite Bay	CA	04/2010	03/2017
Sutter Wealth Management	Roseville	CA	03/2017	06/2017
Great Lakes & Atlantic Wealth Management	Charlotte	NC	03/2017	06/2017
Niagara International Capital Limited	Clarence	NY	03/2017	06/2017
Securities America, Inc.	Folsom	CA	06/2017	06/2024
Securities America Advisors	Folsom	CA	06/2017	06/2024
Osaic Wealth, Inc.	Folsom	CA	06/2024	Present
Osaic Wealth, Inc.	Folsom	CA	06/2024	Present

04/2010 → 03/2017

Wells Fargo Advisors Financial Network Llc

Granite Bay, CA
03/2017 → 06/2017

Sutter Wealth Management

Roseville, CA
03/2017 → 06/2017

Great Lakes & Atlantic Wealth Management

Charlotte, NC
03/2017 → 06/2017

Niagara International Capital Limited

Clarence, NY
06/2017 → 06/2024

Securities America, Inc.

Folsom, CA
06/2017 → 06/2024

Securities America Advisors

Folsom, CA
06/2024 → Present

Osaic Wealth, Inc.

Folsom, CA
06/2024 → Present

Osaic Wealth, Inc.

Folsom, CA

Previous Registrations

2017-06-06 → 2024-06-14

Securities America Advisors, Inc.

Folsom, CA
2017-03-23 → 2017-06-05

Hayden Royal

Roseville, CA

Charlotte, NC
2010-05-03 → 2017-03-24

Wells Fargo Advisors Financial Network, Llc

San Francisco, CA

Roseville, CA
2010-01-27 → 2010-05-05

Waddell & Reed

Sacramento, CA

Other Businesses

1. DBA: Iron Point Financial Advisors 2. JESUIT HIGH SCHOOL - WATER POLO POSITION: Coach NATURE: Water Polo Coach - Jesuit High School INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2015 ADDRESS: 1200 Jacob Lane, Carmichael CA 95608 DESCRIPTION: I am the Head JV Water Polo Coach at Jesuit High School. I coach high school boys ages 14-18 during the fall 3. INSURANCE SALES POSITION: financial advisor NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/02/2017 ADDRESS: 1110 Iron Point Rd, Folsom CA 95630 DESCRIPTION: I will be using my insurance license to sell insurance products 4. IRON POINT FINANCIAL ADVISORS POSITION: IAR NATURE: Securities America Advisors Position: IAR - Nature: Investment Advisory Services - Investment Related: Yes Start Date: 06/2017 - Address: 1110 Iron Point Rd, Folsom CA 95630, United States INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 06/01/2014 ADDRESS: 1110 Iron Point Rd, 160, Folsom CA 95630, United States DESCRIPTION: Securities America Advisors Position: IAR - Nature: Investment Advisory Services - Investment Related: Yes Start Date: 06/2017 - Address: 1110 Iron Point Rd, Folsom CA 95630, United States 5. SACRAMENTO PROFESSIONAL ADVISORS NETWORK POSITION: Member NATURE: Sacramento Professional Advisors Network is a 501c3 non profit networking group located in sacramento ca INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 9821 Business Park Dr, Sacramento CA 95827, United States DESCRIPTION: I am member/group leader for the Folsom Group of SPAN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-01-26

S66 Uniform Combined State Law Examination

2010-01-26

View on SEC IAPD