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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-09-10
  • FL RA
    APPROVED
    Since 2009-09-10

Branch Locations

100 Se 2Nd St Ste 4000, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2008 Present
Northwestern Mutual Investment Services, Llc Miami FL 03/2009 Present
Self-Employed Miami FL 08/2008 Present
Talmudic College Of Florida Miami Beach FL 10/2024 Present
  • 09/2008 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2009 → Present
    Miami, FL
  • 08/2008 → Present
    Self-Employed
    Miami, FL
  • 10/2024 → Present
    Talmudic College Of Florida
    Miami Beach, FL
Other Businesses

1. NAME OF BUSINESS: AKIVA ZWEIG, EDUCATOR. ADDRESS: 2035 NORTH BAY ROAD, MIAMI BEACH, FL 33140. BUSINESS IS NOT INVESTMENT RELATED. POSITION/TITLE: TEACHER/RABBI. START DATE: 8/2008 - PRESENT. AKIVA DEDICATES 25 HOURS A MONTH TO TEACHING, TUTORIAL PROGRAMS, AND SEMINARS ON JUDAIC TOPICS. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 3. 25% OWNER OF CORP, 14-16 MAIN STREET, INC. BLOOMFIELD, PA, 17068, 14-16 MAIN STREET, NEW BLOOMFIELD, , PENNSYLVANIA, 17068, NON-INVESTMENT RELATED, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 03/09/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NO RESPONSIBILITIES/INVESTOR. 4. 25% OWNER, 31 W MAIN STREET LLC, 31 W MAIN STREET, NEW BLOOMFIELD, PENNSYLVANIA, 17068, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 02/11/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NO DUTIES. INVESTMENT RELATED. 5. HEAD OF SCHOOLS, TALMUDIC COLLEGE OF FLORIDA, 4000 ALTON RD, MIAMI BEACH, , FLORIDA, 33140, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 10/04/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, HEAD OF SCHOOLS UNDER THE TALMUDIC COLLEGE UMBRELLA. NON INVESTMENT RELATED. 6. PRESIDENT, YESHIVA ELEMENTARY SCHOOL, 13300 MEMORIAL HWY, MIAMI, , FLORIDA, 33161, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 9/5/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ANNUAL BOARD MEETING. NON INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-02
  • S66 Uniform Combined State Law Examination
    2009-09-02

View on SEC IAPD

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